Governance & Controls - Risk Advisor I - FINRA Job at Truist, Miami, FL

Y1pMMTBSN0JXMG5Eblp2S3ByYWFxS21uc0E9PQ==
  • Truist
  • Miami, FL

Job Description

Governance & Controls - Risk Advisor I - FINRA Join to apply for the Governance & Controls - Risk Advisor I - FINRA role at Truist . 1 day ago Be among the first 25 applicants. Need Help? If you have a disability and need assistance with the application, request a reasonable accommodation by sending an email to Accessibility (accommodation requests only). Position Details This role involves engaging with Business Units to manage risks and controls, executing risk program requirements (e.g., RCSA, KRIs), providing risk advice, and reporting risks. The position requires monitoring and remediating control weaknesses, executing risk mitigation strategies, and supporting risk management initiatives. Responsibilities Provide risk advice to business areas to strengthen control environments and ensure compliance. Identify and remediate control gaps. Monitor, measure, and escalate risks; report findings to leadership. Execute risk program requirements, including control monitoring and testing. Manage controls, including those related to SOX and regulatory compliance. Support risk management initiatives and special projects. Qualifications Bachelor’s degree in Accounting, Business, Finance, or related field. 3-6 years of experience in risk management within a financial institution. Understanding of SOX and industry regulations. Knowledge of operational and non-financial risks. Strong communication skills and computer proficiency. Willingness to travel occasionally. Preferred Qualifications Master’s degree in Finance or Business. Over 6 years of banking or relevant experience. Audit experience and FINRA licenses (Series 7, 24, 53, 66). Benefits Eligible employees receive comprehensive benefits including health insurance, 401k, paid time off, and more. Specific benefits depend on employment status and division. Equal Opportunity Statement Truist is an Equal Opportunity Employer and a Drug-Free Workplace. We do not discriminate based on race, gender, age, disability, or other protected classes. #J-18808-Ljbffr Truist

Job Tags

Similar Jobs

PepsiCo, Inc.

Warehouse Person (Seasonal/Part Time) Job at PepsiCo, Inc.

 ...PepsiCo, Inc. - JobID: 5001127755606 [Material Handler / Freight Handler] As a Warehouse Person at PepsiCo, you'll: Drive power pallet jack or forklift to picking area and build pallet/load according to load sheet or voice pick audio equipment; Mark load ticket for out... 

Veterans Affairs, Veterans Health Administration

Nursing Assistant- Acute Care (Open Continuous Announcement) Job at Veterans Affairs, Veterans Health Administration

 ...in effect at the time of re-entry to the occupation Grade Determinations...  ...Assistant: For GS-03 Entry Level consideration: None beyond...  ...education in a program for psychology - psychiatric - or operating...  ...above high school leading to a bachelor's degree that included 24... 

Pam Transportation LLC

Medical Transportation Driver Job at Pam Transportation LLC

 ...Job Description Job Description We are seeking a Medical Transportation Driver to join our team! Responsibilities: Safely transport patients to and from medical appointments Load and unload wheelchair passengers Properly track and document activity log... 

Princeton Review - Tutor

Summer SAT Instructor, Live Online Job at Princeton Review - Tutor

The Princeton Review is seeking a dedicated and engaging SAT Instructor to teach online classes this summer. This position involves providing high-quality, in-person instruction to high school students preparing for the SAT exam. This role is ideal for individuals who... 

Skin Spa New York LLC

Assistant Spa Manager (Boston) Job at Skin Spa New York LLC

1 month ago Be among the first 25 applicants Assistant Manager - Skin Spa New York. Skin Spa New York ( is a specialty skincare and laser spa brand with multiple locations in NYC, Boston and Miami. Since 2005, Skin Spa has offered a full range of Skincare and Advanced...